BETHANNA HOME Southampton, 18966
Billing & Compliance Supv. Bucks/Philadelphia BA Business or rel deg pref, or HS diploma w/exp. Fax 267-989-1780 or email ***** EOE Source: Philadelphia Inquirer and Daily News...
Description Over the past 30 years, DISH has built a talented group of leaders and support teams at its corporate headquarters in Englewood, Colorado. As the company continues to develop, offering new products and services to an increasing customer base, it looks to recruit outstanding candidates capable to turning ideas and strategies into world-class results. Requirements A successful Inventory...
Description Over the past 30 years, DISH has built a talented group of leaders and support teams at its corporate headquarters in Englewood, Colorado. As the company continues to develop, offering new products and services to an increasing customer base, it looks to recruit outstanding candidates capable to turning ideas and strategies into world-class results. Requirements The successful candidat...
Regulatory Compliance Analysts monitor, research, analyze, and interpret federal and state regulations and proposed regulations to determine applicability and risk to both technical and operational aspects for the company and its products and services. Associates possess knowledge of HIPAA, Graham Leach-Bliley, Medicare and Medicaid regulations, and/or other related regulations. They consult with...
Company Confidential PITTSBURGH, 15219
COORDINATOR, PHARMACY COMPLIANCE UPMC Presbyterian Shadyside in Allegheny County, PA seeks a Coordinator, Pharmacy Compliance to coordinate and direct hospital and pharmacy departmentâ€™s policies for managing dispensation, delivery and usage of narcotics and controlled substances. Reqs: Must have a Pharm.D. Degree or a Bachelorâ€™s and Masterâ€™s Degree in Pharmacology; 3 years of experience; val...
Well respected Asset Management firm seeks a Paralegal to focus on Compliance and legal matters related to advertising, marketing and sales literature Essential Duties and Responsibilities: • Review requests for proposals and client questionnaires and creating sophisticated written responses related to the company’s compliance practices. • Reviewing sales and marketing literature and associated di...
A global financial services firm seeks a Director of Compliance who will be responsible providing real-time compliance leadership to Corporate and Investment Banking business compliance team for US, Canada and Mexico who will be involved in advising on issues related to Conflicts of Interests, Chinese walls and information barriers, underwriting securities offerings, leverage loan buyouts, and int...
An International bank seeks an experience Compliance Officer to oversee their U.S. Branch. She/He will contribute proactively to developing, enhancing and maintaining a compliance culture within the firms’ supporting compliance leadership initiatives of management, setting an example on ethical best practices, communicating often with management and staff on compliance issues, proactively contribu...
A global provider of support sources for the financial services industry seeks Division Chief Compliance Officer. The candidate will be responsible for establishing and administering the compliance program that is designed to prevent violations of the obligations of a swap data repository under Dodd-Frank, the Commodity Exchange Act and other applicable laws and regulations. The Chief Compliance O...
A global investment bank seeks a compliance officer who primarily focuses on the Compliance oversight of Domestic and International Equities Trading platform, including the Firm’s NYSE Trading Floor personnel. The Candidate will be in oversight of the following businesses: ETFs, Equity Convertible Bonds, Program Trading, Securities Based Swaps and CFTC Regulated Swaps, Securities Lending, Electron...
A Global Bank seeks an individual to be responsible for regulatory risk, monitoring, testing and surveillance. The Candidate will be responsible for performing second level controls, according to the annual US control plan. The unit issues correctives measures to the departments concerned when an exception or issue is noted during the course of the control reviews. As part of this function, the ca...
A global money management firm seeks a Senior Compliance Officer in the Fund Chief Compliance Officer Group which supports the firms Fund Chief Compliance Officer and Fund Boards. The candidate will report to the Compliance Manager within the group and work with the other Compliance Officers in the group. Responsibilities: •Analyze Fund Service Providers’ Compliance Programs: o Perform reviews of...
Our client, a highly regarded, publicly traded, real estate investment firm, is looking for an experienced compliance professional that will be responsible for the creation and implementation of a comprehensive and robust compliance program for their real estate investment management portfolio. The company recently launched a new division and is looking for a compliance officer to help manage comp...
A major global bank seeks a Compliance and Operational professional for their Houston, Texas Office. Responsibilities Include: Governance/Compliance • Ensure office follows all US Federal, local government, and company global compliance regulations. • Coordinate Compliance related matters with Compliance Department in New York; ex. Process Form U-4, Form U-5 for new/ exit employees, coordinate for...
Global financial services firm seeks a Compliance Officer who will work with management to identify and manage regulatory and reputation risks. This includes advising the business in relation to the application of particular rules/policies etc. providing training to the business; conducting compliance reviews. The candidate will operate within a team of compliance professionals providing advice an...
A global financial services firm seeks a professional to initiate and manage Quality Assurance and Compliance Intelligence functions for the firm. Responsibilities: - Develop fulsome program to understand if Compliance processes incorporate quality assurance principles - Prioritize planned reviews on annual basis and periodically re-assess - Work collaboratively with other functions to ensure prop...
A global bank seeks a Compliance Officer who will join a growing team of compliance officers responsible for the review and testing the firm’s activities as newly-registered Swap Dealers (“SD”). Responsibilities include: • Review of the SD policies and procedures and test for effectiveness, including analysis of resources set aside for compliance and discussion of any necessary improvements. • Det...
Our Client, Seeks a compliance officer who will provide day-to-day compliance coverage of the Markets Clearing business of the firm. The Candidate will include advising the business on matters concerning the clearing of OTC derivatives. He/she will report to the Future Commission Merchant (FCM) Chief Compliance Officer. Responsibilities will include: • Advise the business to ensure compliance with...
Global Bank seeks a Compliance or Attorney professional to provide advice, counsel and guidance to investment bankers, institutional sales and traders regarding research and investment bank matters. Responsibilities: • Provide day-to-day compliance advisory services supporting the Investment Banking, Capital Markets and Research departments. • Develop or enhance existing compliance program. • Advi...
Mutual Fund and Asset Management Compliance Officer The Compliance Search Group Contact:Jack Kelly - ***** Description: A global money management firm seeks a Senior Compliance Officer in the Fund Chief Compliance Officer Group which supports the firms Fund Chief Compliance Officer and Fund Boards. The candidate will report to the Compliance Manager within the group and work...
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Cancelling a customer compliance officer from the job center?
I was informed last friday i was getting a visit from one of these guys, didnt think much of it, figured some ones told them im working (which i have done abit but declared it) or its just a random ch...
Does this look like a legit job?(compliance coordINATOR)?
Responsibilities: • Drive property to assess owner compliance with governing documents and Board policy as they relate to architectural modifications and property maintenance • Use approved computer...
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I want to find a new position - I get interviews, but then they come back with some B.S. answer about why I didn't get the job when I know I was qualified and I presented well. Also, any tips for find...
Quality Assurance Career Tools
$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Maintains legal and regulatory compliance by researching and communicating requirements; obtaining approvals.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Maintains rapport with regulatory personnel by arranging continuing contacts; resolving concerns.
Maintains quality service by establishing and enforcing organization standards.
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