Compliance Monitoring Jobs
Johnson & Johnson companies are equal opportunity employers. Manager, Quality Monitoring & Compliance-00000UH5 Description Janssen Research & Development, L.L.C., a member of Johnson & Johnson's Family of Companies, is recruiting for a Manager, Quality Monitoring & Compliance. The position will be based at one of the following R&D Q&C sites: Raritan, NJ; Titusville, NJ; Spring House, PA; Malver...
Key Duties & Responsibilities: Execute continuous monitoring programs to ascertain the strength of the firm's internal controls and ensure adherence to applicable laws and regulations; Document the results of the monitoring program and report the findings to management; Follow up with relevant business units to ensure that corrective action is taken when necessary; Confer with company manageme...
Large well-known financial institution in downtown Milwaukee is seeking a Compliance Email Monitor! Benefits includes FREE lunch and standard M-F, first shift schedule. Duties Include: *Reviewing a high-volume of emails that are getting sent out from the company *Ensuring appropriate communication content and grammar *Deciding if emails should be flagged for further review *Monitoring Social ...
Job Advertisement for Compliance Monitoring Administrator Aboutthe Job Florida Housing FinanceCorporation is recruiting fora Compliance Monitoring Administrator in our Finance and Asset Management program area.Job responsibilities include: Provides overall direction and coordinates operational activities of the compliance monitoring functions. Assists in the management of the compliance monit...
A POSITION DESCRIPTION UBS operates a leading global equity and fixed income business within its American (USA, Canada, Brazil, Mexico, etc.) ("AMER") operations. The business encompasses domestic and international sales, trading, research and exchange traded and over-the-counter ("OTC") derivatives. Senior Monitoring Associate will be responsible for executing the Americas Monitoring Program ac...
Are you ready to apply your risk and compliance expertise to Amazon's unique environment? We are seeking an experienced manager who can apply broad risk and compliance knowledge to build out a worldwide compliance controls and monitoring program. This position will play a leading role in defining and monitoring key compliance controls in new geographies where we are expanding our business operati...
Introduction Hillsborough County Government is looking for new members to join our team who are aligned with our core values of commitment to excellence; stellar customer service; and embracing diversity, transparency, and accountability. Our employees enjoy careers that are professionally and personally rewarding and that provide fair and reliable compensation. Hillsborough County Government co...
CORPORATE SECTOR LND, CA
Job Description Organisation JPMorgan is a leading global financial services firm with operations in more than 50 countries. The firm is an established leader in investment banking, financial services for consumers and businesses, financial transaction processing, asset and wealth management, and private equity. The EMEA Corporate & Investment Bank (“CIB”) and Global Wealth Management (“GWM”) C...
CORPORATE SECTOR 1 Chaseside, CA
Job Description The UAT Specialist role forms part of the EMEA Compliance Infrastructure team and is responsible for completing UAT for all technological changes made to any applications utilised within the Compliance Monitoring and Surveillance area. The role will liaise with Monitoring & Surveillance, Compliance PMO and Technology teams to ensure the testing service provided is fully comprehens...
140093153 The UAT Specialist role forms part of the EMEA Compliance Infrastructure team and is responsible for completing UAT for all technological changes made to any applications utilised within the Compliance Monitoring and Surveillance area. The role will liaise with Monitoring & Surveillance, Compliance PMO and Technology teams to ensure the testing service provided is fully comprehensive wh...
140086430 Organisation JPMorgan is a leading global financial services firm with operations in more than 50 countries. The firm is an established leader in investment banking, financial services for consumers and businesses, financial transaction processing, asset and wealth management, and private equity. The EMEA Corporate & Investment Bank (“CIB”) and Global Wealth Management (“GWM”) Complia...
Job Requisition Number:43438 The Role: Bloomberg's Regulatory Compliance Team is seeking a compliance officer to become a key team member to assist in reviewing employee account statements for select groups. The compliance officer will work closely with a team of other compliance officers, human resources, R&D, and the management of various Bloomberg product groups to assess risk and spot and re...
Schedule Details/Location Boston, MA Job Duties Responsible for managing mid level managers and professional staff and overseeing operations of Commercial Credit Monitoring and Appraisal & Environmental Departments. Provides leadership for planning, developing and monitoring policies, procedures and systems used in internal credit monitoring processes throughout the bank. Directs staff in are...
Job Title: GMP Monitor Position Description Assist the supervisor in coordinating monitoring activities to meet the needs of Quality Control and Compliance. Assume delegated responsibilities for group personnel training, authoring and review of Certificates of Analysis and Records of Analysis. Ensures proper documentation and compliance with cGMPs. Follow and work in accordance with company p...
POSITION SUMMARY Position is responsible for the daily processing and coordination of activities related to the bank’s overdraft privilege product. They will be viewed as the subject matter expert as it pertains to understanding any regulation that relates to the overdraft privilege service or products. They will be the lead employee to communicate with internal and external auditors regarding th...
Description Monitor assigned areas to ensure compliance of all tool, FOE and factory accountability procedures. Develop and maintain discrepancy logs of all non-compliant procedure findings and assist in developing corrective action plans. Must be able to orientate and train new employees on the company FOE and tool control procedures. Duties may also include the following: Inspects mechanical f...
Environmental Monitoring Supervisor Direct Hire Position Summary Responsible for supervising the activities of Environmental Monitoring technicians and scientists that provide production coverage on all shifts. Responsible for effectively hiring, developing, coaching, counseling, managing and motivating staff. Currently 4 direct reports but will fluctuate with the needs of the business. Respons...
Revenue Assurance Analyst Monitoring & Metrics - Chicago-FIN000342 The Monitoring and Metrics Analyst role within Revenue Assurance is responsible for maintaining and monitoring a system of audit and control points designed to identify errors, revenue leakage or other anomalies that occur during collection, mediation, rating and presentment of billable event data. This role is key to ensuring the...
Sanofi-Aventis Bridgewater, VA
Description The manager / senior manager of Reporting & Monitoring Compliance Operations is responsible for the monitoring framework and reporting for CIA certification. The position includes analytical work, report preparation, monitoring, and serving as a liaison across a multi-disciplinary team. - Serve as a liaison between Transparency & Compliance CoE, Compliance, and business teams - Lead...
Morgan Stanley New York, NY
Job Number:: 3014649 Posting Date: Sep 24, 2014 Primary Location: Americas-United States of America-New York-New York...
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Quality Assurance Career Tools
$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Maintains legal and regulatory compliance by researching and communicating requirements; obtaining approvals.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Prepares reports by collecting, analyzing, and summarizing information.
Maintains quality service by establishing and enforcing organization standards.
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