Financial Services Compliance Jobs
1000+ Financial Services Compliance jobs found on Monster.
We currently are seeking a highly motivated Manager to support client engagement teams, work with a wide variety of clients to deliver professional services, and manage business development activities on strategic and global priority accounts. Ernst & Young's Financial Services Office (FSO) is a uniquely industry-focused business unit that provides a broad range of integrated services to financial...
We currently are seeking a highly motivated Senior to support client engagement teams and work with a wide variety of clients to deliver professional services. Ernst & Young's Financial Services Office (FSO) is a uniquely industry-focused business unit that provides a broad range of integrated services to financial institutions and other capital markets participants, including retail and mortgage...
We currently are seeking a highly motivated Senior to support client engagement teams, work with a wide variety of clients to deliver professional services, and lead business development activities on strategic and global priority accounts. Ernst & Young's Financial Services Office (FSO) is a uniquely industry-focused business unit that provides a broad range of integrated services to financial in...
We currently are seeking a highly motivated Senior to support client engagement teams, work with a wide variety of clients to deliver professional services, and support business development activities on strategic and global priority accounts. Ernst & Young's Financial Services Office (FSO) is a uniquely industry-focused business unit that provides a broad range of integrated services to financial...
Company Confidential
Los Angeles, CA, 90036
JOB RESPONSIBILITIES: Maintain internal compliance and provide approvals on daily basis Review & approve New Account paperwork for completion, accuracy, and suitability Review all Strategy, Goal, (mandate) changes for suitability Audit all trading restrictions and client directed trades Maintain Policies & Procedures Monitor Compliance Calendar Monitor Client Passing Procedure Participate in Error...
We currently are seeking a highly motivated Senior to support client engagement teams, work with a wide variety of clients to deliver professional services, and lead business development activities on strategic and global priority accounts. Ernst & Young's Financial Services Office (FSO) is a uniquely industry-focused business unit that provides a broad range of integrated services to financial in...
Kforce IT Staffing and Solutions has multiple positions for Project Managers with a compliance experience. Qualified Candidates must possess current risk/compliance experience within Treasury, Finance, and project management for consideration. Principle duties and responsibilities: Responsible for managing the Basel II Stress Testing and CCAR projects including Plan/Define phase and Construct / Te...
Tremendous Opportunity with a World Class, Extremely Stable Financial Services Firm. Challenging Role with Unique and Interesting SOX/Audit focused Projects, Terrific Working Atmosphere and Collaborative Teams Environment. Company History of Promoting from within….Great Opportunity for Career Advancement and Growth. Desired Skills/Experience: · Must Have Senior or Hands On Management Level I.T. Au...
ABOUT US: Pacific Life offers life insurance, annuities, and mutual funds, along with a variety of investment products and services, all of which provide The Power to Help You Succeed. Headquartered in Newport Beach, CA, Pacific Life is a Fortune 500 company with approximately 2700 employees. We pride ourselves on providing an innovative work environment which is highly challenging and exceptional...
Hire Intelligent LLC is a boutique search firm specializing in IT/finance & accounting positions. This is confidential search for one of our preferred clients. It is a permanent position that includes a full comprehensive benefit package. Please see below for some additional details. Audit Director (Financial Services) Location(s): Plainview, NY Salary Range: 95K – 190K Bonus Eligible - Yes Full B...
Within Ernst & Young's Assurance service line, Financial Accounting Advisiry Services (FAAS) professionals provide advisory services encompassing accounting and regulatory support on accounting change and special matters; accounting processes and controls support (remediation, long-term contract accounting and cost accounting); GAAP conversion and implementation; IPO and other public offering assi...
Get referred to this job Schedule: Full-time Organization: Accenture Management Consulting (AMC), Risk Management Location: Los Angeles and San Francisco Bay Area CA Level: Consultant Accenture is a global management consulting, technology services and outsourcing company, with approximately 259,000 people serving clients in more than 120 countries. Combining unparalleled experience, comprehensive...
We currently have a career opportunity for a Tax Manager in our Financial Services Asset Management Tax practice. The successful candidate will be responsible for managing and coordinating tax compliance and advisory work for clients in the areas of investment and hedge funds, mutual funds and/or private equity. Our people work on key client issues in domestic federal, international and state and...
Director of Patient Financial Services *Overall responsibility for revenue cycle processing in Patient Registration, Central Scheduling, Pre-Service area, Communication Center, Financial Counseling and the Business Office, including contracted vendors. *Coordinates operations with other hospital departments. Interprets policies and procedures and ensures adherence to corporate standards. Recommend...
ProNexus, LLC seeks a Director of Patient Financial Services consultant who directs and coordinates activities of personnel engaged in the revenue cycle, including the switchboard, cash posting, billing, collecting, registration, scheduling, payor audits, and financial counseling (5 direct reports). Works with the HIMS director on unbilled accounts. Collaborates with department managers/directors...
ProNexus, LLC seeks a Director of Patient Financial Services consultant who directs and coordinates activities of personnel engaged in the revenue cycle, including the switchboard, cash posting, billing, collecting, registration, scheduling, payor audits, and financial counseling (5 direct reports). Works with the HIMS director on unbilled accounts. Collaborates with department managers/directors...
ProNexus, LLC seeks a Director of Patient Financial Services consultant who directs and coordinates activities of personnel engaged in the revenue cycle, including the switchboard, cash posting, billing, collecting, registration, scheduling, payor audits, and financial counseling (5 direct reports). Works with the HIMS director on unbilled accounts. Collaborates with department managers/directors...
We currently have a career opportunity for a Tax Manager in our Financial Services Asset Management Tax practice. The successful candidate will be responsible for managing and coordinating tax compliance and advisory work for clients in the areas of investment and hedge funds, mutual funds and/or private equity. Our people work on key client issues in domestic federal, international and state and...
Please click here to refer a friend to this position. Our Personal Financial Services (PFS) professionals are supported by nationally sponsored, world-class technology and tools and a consistent process to deliver high-quality output. Our professionals provide services in the following areas: individual financial planning for high-net-worth individuals and executive groups; individual and fiduciar...
Please click here to refer a friend to this position. Our Personal Financial Services (PFS) professionals are supported by nationally sponsored, world-class technology and tools and a consistent process to deliver high-quality output. Our professionals provide services in the following areas: individual financial planning for high-net-worth individuals and executive groups; individual and fiduciar...
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Popular Financial Services Compliance Job Searches
Quality Assurance Career Tools
Compliance Analyst
Salaries
$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst
(287 Respondents)
Source: Monster.com Careerbenchmarking Tool
Education / Training
Bachelor's
54.3%
Master's
22.9%
Some College Coursework Completed
8.5%
Associates
4.3%
Professional
3.7%
Certification
3.2%
Doctorate
2.7%
(188 Respondents)
Source: Monster.com Careerbenchmarking Tool
Popular Financial Services Compliance Articles
Troubled Assets Creating Financial Services Jobs
If you lost a finance-related job during the subprime mortgage meltdown, you may be able to find a new one with the Troubled Asset Relief Program.
Laid Off in Financial Services? 11 Job Options to Consider
Nearly one in six job cuts in 2008 came from the financial sector. If you’ve gotten a pink slip, here are 11 other job options to consider.
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©2013 Monster - All Rights Reserved U.S. Patents No. 5,832,497; 7,599,930 B1; 7,827,125 and 7,836,060 MWW - Looking for Monster Cable? - V: 2013.5.0.223-326