Financial Services Compliance Jobs

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1000+ Financial Services Compliance jobs found on Monster.

Jobs 1 to 20 of 106133
RESPONSIBILITIES: Kforce has a client seeking a Financial Service Compliance Analyst in San Antonio, Texas (TX). Job Description: Provide compliance support Coordinate compliance processes and procedures Assist in providing guidance to senior management in regards to compliance policies, practices and internal controls Prepare, maintain and update internal databases and reports Assist in th...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Compliance Examiner conducts equities based operational audits for compliance with relevant FINRA, S...
We are looking to place a Sr. Financial Manager and also a Compliance Officer to provide on-site support for the Air Force Civil Engineer Center (AFCEC) at Joint Base San Antonio-Lackland, Texas. This effort will include support to the AFCEC Chief Financial Officer to examine budget estimates for completeness, accuracy, and conformance with procedures and regulations, and analyze budgeting and acc...
We are currently seeking a Financial Services Compliance Analyst with HMDA Compliance Management experience to include procedures, controls, and testing at a 50B+ financial institution for a position in San Antonio, TX. Please send qualified resumes to: ***** Technical Requirements: · 5+ years’ experience as a compliance analyst including auditing and risk management · 5+...
E&Y
United States We currently are seeking a highly motivated Senior to support client engagement teams, work with a wide variety of clients to deliver professional services, and manage business development activities on strategic and global priority accounts. Ernst & Young's Financial Services Office (FSO) is a uniquely industry-focused business unit that provides a broad range of integrated servic...
E&Y
United States We currently are seeking a highly motivated Senior Manager to lead multiple client engagement teams, work with a wide variety of clients to deliver professional services, and lead business development activities on strategic and global priority accounts. Ernst & Young's Financial Services Office (FSO) is a uniquely industry-focused business unit that provides a broad range of integ...
E&Y
United States We currently are seeking a highly motivated Manager to manage client engagement teams, work with a wide variety of clients to deliver professional services, and lead business development activities on strategic and global priority accounts. Ernst & Young's Financial Services Office (FSO) is a uniquely industry-focused business unit that provides a broad range of integrated services...
CORPORATE SECTOR LND, CA
Job Description About JPMorgan Chase & Co. JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $1.3 trillion and operations in more than 50 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset and wealth management, and private equity. A compo...
CORPORATE SECTOR D, CA
Job Description CIB – Global Financial Crimes Compliance - Compliance Officer – VP - Dublin, Ireland The Europe, Middle East & Africa (EMEA) Financial Crimes Compliance team is responsible for Anti Money Laundering (AML) and sanctions monitoring, providing advice on AML/Sanctions/KYC and anti -bribery and corruption requirements and for all EMEA booked and initiated activity across the Corporate...
JP Morgan Austin, TX
140106480CIB – Global Financial Crimes Compliance - Compliance Officer – VP - Dublin, Ireland The Europe, Middle East & Africa (EMEA) Financial Crimes Compliance team is responsible for Anti Money Laundering (AML) and sanctions monitoring, providing advice on AML/Sanctions/KYC and anti -bribery and corruption requirements and for all EMEA booked and initiated activity across the Corporate & Inves...
Job Description Position Summary The Director, Compliance Services assists the Managing Director, Financial Services Division with the development and execution of managed service and professional service solutions for the financial services and related sectors ensuring compliant practices and solutions that align with All Covered business objectives. Maintains relevancy with current information...
We are a well established financial services brokerage firm seeking for a compliance administrative professional. Ideal candidate holds FINRA series 7, 63, 24, 53 and 66 licenses. We will consider candidates without licenses providing candidate possesses aptitude to obtain them within a short amount of time. A great career opportunity for development and advancement in the Financial Services Indus...
Large distribution corporation is in search of a Financial Compliance Analyst. The ideal candidate will need 3+ years of large company experience, SOX experience, BS in Accounting, CPA and/or MBA are a plus in the role. Responsibilities include performance of quarterly segregation of duties, assist with updating control documentation and resolution of control gaps to name a few. For immediate cons...
Ernst & Young LLP United States, NY
Advisory Services Senior Manager - Financial Services Office - Regulatory Compliance - Asset Management (New York, Boston) - UNI005ZJ United States We currently are seeking a highly motivated Senior Manager to lead multiple client engagement teams, work with a wide variety of clients to deliver professional services, and lead business development activities on strategic and global priority accou...
Ernst & Young LLP United States, NY
Advisory Services Senior Manager - Financial Services Office - Regulatory Compliance - Traded Products Wealth Management (New York, Chicago) - UNI005ZO United States We currently are seeking a highly motivated Senior Manager to lead multiple client engagement teams, work with a wide variety of clients to deliver professional services, and lead business development activities on strategic and glo...
Ernst & Young LLP United States, NY
Advisory Services Senior - Financial Services Office - Regulatory Compliance - Traded Products Wealth Management (New York, Chicago) - UNI005ZQ United States We currently are seeking a highly motivated Senior to support client engagement teams, work with a wide variety of clients to deliver professional services, and lead business development activities on strategic and global priority accounts....
Ernst & Young LLP United States, NY
Advisory Services Manager - Financial Services Office - Regulatory Compliance - Traded Products Wealth Management (New York, Chicago) - UNI005ZP United States We currently are seeking a highly motivated Manager to manage client engagement teams, work with a wide variety of clients to deliver professional services, and lead business development activities on strategic and global priority accounts...
Ernst & Young LLP United States, NY
Advisory Services Manager - Financial Services Office - Regulatory Compliance - Asset Management (New York, Boston) - UNI005ZK United States We currently are seeking a highly motivated Manager to manage client engagement teams, work with a wide variety of clients to deliver professional services, and lead business development activities on strategic and global priority accounts. Ernst & Young's...
Ernst & Young LLP New York, NY
Financial Services Office - Advisory Services Manager - Consumer Banking Regulatory Compliance (CBRC) - NEW00BKK US-NY-New York FSO - Advisory ServicesManager - Consumer Banking Regulatory Compliance (CBRC) (Multiple Positions), Ernst & Young U.S. LLP, New York,NY: Provideintegrated risk management advisory services for clients who are in thebusiness of providing financial services to consumers....
Ernst & Young LLP United States, NY
Advisory Services Manager - Financial Services Office - Regulatory Compliance - Anti Money Laundering - UNI005ZD United States We currently are seeking a highly motivated Manager to manage client engagement teams, work with a wide variety of clients to deliver professional services, and lead business development activities on strategic and global priority accounts. Ernst & Young's Financial Ser...

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Quality Assurance Career Tools

Compliance Analyst

Salaries

$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst
(290 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
54.7%
Master's
22.6%
Some College Coursework Completed
8.4%
Associates
4.2%
Professional
3.7%
Certification
3.2%
Doctorate
2.6%
(190 Respondents)
Source: Monster.com Careerbenchmarking Tool

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