Head Of Compliance Jobs

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149 Head Of Compliance jobs found on Monster.

Jobs 1 to 20 of 149
Northern Trust Corporation London, IL
Requisition Number: 048147 Description: This role will focus on providing regulatory advice and guidance to the UK businesses, with special focus on Transfer Agency. This is a multifaceted role which is primarily advisory in nature and involves providing consultation and advice on compliance matters impacting on the Northern Trust Transfer Agency business, in the UK. This role may also encompass ...
JP Morgan Austin, TX
140102204 The office of the General Counsel ("OGC”) at J.P. Morgan ("JPM") includes Legal and Compliance professionals who support the firm's various lines of business. Investor Services (“IS”) is part of J.P. Morgan’s Corporate and Investment Bank ("CIB") where Compliance supports and advises the business globally. IS is a dynamic operating business that processes payments and securities and hel...
Northern Trust Corporation London, IL
Requisition Number: 048147 Description: This role will focus on providing regulatory advice and guidance to the UK businesses, with special focus on Transfer Agency. This is a multifaceted role which is primarily advisory in nature and involves providing consultation and advice on compliance matters impacting on the Northern Trust Transfer Agency business, in the UK. This role may also encompass ...
The Ladders - Test Page New York, NY
About The Ladders - Test Page Compliance Search Group Description Our client is a top-tier financial services firm and they are seeking a Head of Compliance for their Mortgage Banking Testing Program. The Head of Compliance Mortgage Banking Testing Program will develop, execute and lead the testing plan, based on a risk based approach, which is aligned to the Mortgage Banking lines of business ...
JP Morgan NY
140078829 J.P. Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. J.P.Morgan Asset Management is a leading asset m...
CORPORATE SECTOR New York, NY
Job Description J.P. Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. J.P.Morgan Asset Management is a leading ass...
The role is a client facing role managing our high value clients where professionalism, client focus and a broad understanding of the fundamentals of wealth planning are critical to the success of the business. The role holder has a responsibility to acquire, advise, and retain a portfolio of Premier clients, working with the broader branch teams to ensure achievement of the business performance m...
TD is a great organization powered by great people who want to make a difference every day. Our over 85,000 employees world-wide are a big part of what makes TD stand out from any other organization. Every day, we deliver legendary customer and client experiences to our approximately 19 million customers. We’re an award-winning organization that reinvests constantly to ensure future growth. We’re...
Visionary Chief Information Security and Compliance Officer Job Label:EFOLD-CISO Visionary. Energetic. Knowledgeable. Dedicated to Excellence. These are the attributes that have contributed to your successful record of achievement as either a Senior Vice President or CISO of a large enterprise organization. As leaders at eFolder, one of the foremost in-the-cloud providers of high-assurance data ...
Responsible for managing the Regulatory Exams Unit in the Compliance and Operational Risk Control Department. Interface with FINRA, SEC, and other regulators during exam cycle. Coordinate requests, interface with other departments to help fulfill requests, and help facilitate exam responses. This position reports directly to the WMA Head of Compliance....
Leading Global bank is looking for a head of compliance for the U.S. banking operation. Who we're looking for Chief Compliance Officer/Head of Banking Compliance with strong leadership and management skills. The candidate should have strong regulatory/banking compliance experience at the senior level. About our client Leading Global Bank What's on the offer Excellent Package on offer. For f...
CORPORATE SECTOR Beijing, CA
Job Description Purpose of position: Responsible (under the China country AML officer) for AML matters affecting relevant businesses for China. The position will assist in protecting the reputation of the firm, by helping to oversee and implement a country AML program that manages AML risks, complies with applicable group policies, and local laws and regulations. This will help to prevent the fir...
CORPORATE SECTOR D, CA
Job Description Corporate & Investment Bank (“CIB”), Ireland About J.P. Morgan Corporate & Investment Bank J.P. Morgan's Corporate & Investment Bank (CIB) is a global leader across banking, markets and investor services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. With $18 trillion of assets under custody and $...
CORPORATE SECTOR New York, NY
Job Description Global Compliance Business Team within Chief Administrative Office, VP DRAFT The Business team within the Chief Administrative Office is responsible for the successful execution of the firm’s Global Compliance strategic agenda. The team supports the Head of Compliance and senior leadership team in managing priorities and ensures consistency of an enterprise-wide compliance progr...
CORPORATE SECTOR LND, CA
Job Description Description: In this position, you will work with the EMEA head of Compliance for CIO and Treasury supporting such businesses to further develop the overall compliance program (“Global Treasury and CIO”), assist in providing regulatory and compliance advice to the CIO and Corporate Treasury based in London. These groups, both of which are divisions within the Firm’s Corporate Sec...
CORPORATE SECTOR LND, CA
Job Description Compliance Business Management – Strategy & Reporting, EMEA – Associate / VP - London Description J.P. Morgan is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset...
Northern Trust Corporation Luxembourg, IL
Requisition Number: 048154 Description: This is a multifaceted role which encompasses compliance advisory, monitoring and training, in addition to the development and implementation of compliance policies and procedures. In your bilingual (fluent French & English) capacity as Compliance Consultant for Luxembourg, you will be supporting the Head of Compliance in ensuring compliance requirements of...
JP Morgan Austin, TX
140097467 The Company: J.P. Morgan is a leading global financial services firm with assets over %242.1 trillion and operations in more than 60 countries. The firm is a leader in Private Banking, Investment Banking, financial services, commercial banking, financial transaction processing, asset management and private equity. Information about J.P. Morgan is available at www.jpmorganchase.com The...
JP Morgan Austin, TX
140069319 JPMorgan Chase & Co. is a leading global financial services firm with assets of more than %242 trillion, over 200,000 employees and operations in over 60 countries. It operates across four business segments including Asset & Wealth Management, Commercial Banking, Consumer and Community Banking, Corporate and Investment Banking. The Wealth Management division of JPMorgan Chase & Co. is ...
JP Morgan Austin, TX
140016535 About JPMorgan Chase & Co. JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %241.3 trillion and operations in more than 50 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset and wealth management, and private equity. A component...

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Quality Assurance Career Tools

Compliance Analyst

Salaries

$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst
(290 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
54.7%
Master's
22.6%
Some College Coursework Completed
8.4%
Associates
4.2%
Professional
3.7%
Certification
3.2%
Doctorate
2.6%
(190 Respondents)
Source: Monster.com Careerbenchmarking Tool

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