Head Of Compliance Jobs

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161 Head Of Compliance jobs found on Monster.

Jobs 1 to 20 of 161
Northern Trust Corporation London, IL
Requisition Number: 048147 Description: This role will focus on providing regulatory advice and guidance to the UK businesses, with special focus on Transfer Agency. This is a multifaceted role which is primarily advisory in nature and involves providing consultation and advice on compliance matters impacting on the Northern Trust Transfer Agency business, in the UK. This role may also encompass ...
Head of Compliance Location: NY, NY(midtown) Salary: $120k-$150k base, plus highly competitive benefits and bonus package NO RELO offered Job Description: My client, one of largest banking institutions in Asia is seeking a Head of Compliance for the NY office. Briefly, the role involves: PRIOR BANKING INDUSTRY EXPERIENCE STRONLY PREFERRED!!! •Minimum Bachelor’s degree •Overall banking regu...
The Ladders - Test Page New York, NY
About The Ladders - Test Page Compliance Search Group Description Our client is a top-tier financial services firm and they are seeking a Head of Compliance for their Mortgage Banking Testing Program. The Head of Compliance Mortgage Banking Testing Program will develop, execute and lead the testing plan, based on a risk based approach, which is aligned to the Mortgage Banking lines of business ...
JP Morgan NY
140078829 J.P. Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. J.P.Morgan Asset Management is a leading asset m...
CORPORATE SECTOR New York, NY
Job Description J.P. Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. J.P.Morgan Asset Management is a leading ass...
Northern Trust Corporation London, IL
Requisition Number: 048147 Description: This role will focus on providing regulatory advice and guidance to the UK businesses, with special focus on Transfer Agency. This is a multifaceted role which is primarily advisory in nature and involves providing consultation and advice on compliance matters impacting on the Northern Trust Transfer Agency business, in the UK. This role may also encompass ...
The role is a client facing role managing our high value clients where professionalism, client focus and a broad understanding of the fundamentals of wealth planning are critical to the success of the business. The role holder has a responsibility to acquire, advise, and retain a portfolio of Premier clients, working with the broader branch teams to ensure achievement of the business performance m...
Job Title : Data Governance Analyst Location : NY Duration : 12+ Months Rate : Best Rate Job Description : This role will assist in the effort to build out the Compliance Data Governance program including the development and maintenance of Compliance related Metadata and Data Lineage. This role may oversee data governance and integrity analysts. Maintains all business definitions and Complian...
TD is a great organization powered by great people who want to make a difference every day. Our over 85,000 employees world-wide are a big part of what makes TD stand out from any other organization. Every day, we deliver legendary customer and client experiences to our approximately 19 million customers. We’re an award-winning organization that reinvests constantly to ensure future growth. We’re...
Visionary Chief Information Security and Compliance Officer Job Label:EFOLD-CISO Visionary. Energetic. Knowledgeable. Dedicated to Excellence. These are the attributes that have contributed to your successful record of achievement as either a Senior Vice President or CISO of a large enterprise organization. As leaders at eFolder, one of the foremost in-the-cloud providers of high-assurance data ...
Responsible for managing the Regulatory Exams Unit in the Compliance and Operational Risk Control Department. Interface with FINRA, SEC, and other regulators during exam cycle. Coordinate requests, interface with other departments to help fulfill requests, and help facilitate exam responses. This position reports directly to the WMA Head of Compliance....
Leading Global bank is looking for a head of compliance for the U.S. banking operation. Who we're looking for Chief Compliance Officer/Head of Banking Compliance with strong leadership and management skills. The candidate should have strong regulatory/banking compliance experience at the senior level. About our client Leading Global Bank What's on the offer Excellent Package on offer. For f...
JP Morgan Austin, TX
140097467 The Company: J.P. Morgan is a leading global financial services firm with assets over %242.1 trillion and operations in more than 60 countries. The firm is a leader in Private Banking, Investment Banking, financial services, commercial banking, financial transaction processing, asset management and private equity. Information about J.P. Morgan is available at www.jpmorganchase.com The...
JP Morgan Austin, TX
140102944 Job Description JPMorgan Chase Bank is a global leader in the financial services industry, offering intelligent solutions across comprehensive and cutting edge global product platforms. You will be surrounded by smart, driven people like yourself, who in line with the highest standards of integrity, combine innovation and analysis to achieve industry leading results and recognition in ...
JP Morgan Austin, TX
140047573 Global Financial Crimes Compliance, Global Wealth Management Advisory Function AVP/VP About JPMorgan Chase & Co. JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %241.3 trillion and operations in more than 50 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financi...
JP Morgan Austin, TX
140041239 About JPMorgan Chase & Co. JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %241.3 trillion and operations in more than 50 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset and wealth management, and private equity. A component...
JP Morgan Austin, TX
140079837 JOB PURPOSE Oversight of the Japan monitoring and surveillance team; the team is responsible for daily compliance monitoring and surveillance across JPMorgan Chase's Japanese businesses Financial Product Coverage of the group includes: Equities, Credit and Rates, Derivatives, F&O, FX, Treasury and Commodities. KEY RESPONSIBILITIES Oversight of an expanding team, currently consisting...
JP Morgan Austin, TX
140044511 Compliance Business Management – Strategy & Reporting, EMEA – Associate / VP - London Description J.P. Morgan is a leading global financial services firm with assets of %242.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset man...
JP Morgan Austin, TX
140012287 Overview of the role: Coordinate key compliance-related initiatives, and provide project management support to the CAO and Head of Compliance Work with project team members across LOBs and functions to achieve project goals Direct agreed activities and provide guidance where possible Work with Legal & Compliance to identify / analyze key regulatory obligations and translate those in...
JP Morgan Austin, TX
140069319 JPMorgan Chase & Co. is a leading global financial services firm with assets of more than %242 trillion, over 200,000 employees and operations in over 60 countries. It operates across four business segments including Asset & Wealth Management, Commercial Banking, Consumer and Community Banking, Corporate and Investment Banking. The Wealth Management division of JPMorgan Chase & Co. is ...

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Quality Assurance Career Tools

Compliance Analyst

Salaries

$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst
(290 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
54.7%
Master's
22.6%
Some College Coursework Completed
8.4%
Associates
4.2%
Professional
3.7%
Certification
3.2%
Doctorate
2.6%
(190 Respondents)
Source: Monster.com Careerbenchmarking Tool

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