Head Of Compliance Jobs
Job Responsibilities This position represents a critical senior leadership role within US and Global Drug Safety, responsible for establishing, executing and maintaining both US and assigned global Pharmacovigilance (PV) quality and compliance oversight for a comprehensive PV quality management system to insure compliance with US and global drug safety regulatory requirements. The main goal i...
The Bank of New York Mellon Corporation Dublin,Dublin Co, NY
Compliance Mgr III - Head of UK/Ireland Advisory Compliance ( Job Number: 1400692 ) BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment s...
CORPORATE SECTOR Senningerberg, CA
Job Description The office of the General Counsel ("OGC”) at J.P. Morgan ("JPM") includes Legal and Compliance professionals who support the firm's various lines of business. Investor Services (“IS”) is part of J.P. Morgan’s Corporate and Investment Bank ("CIB") where Compliance supports and advises the business globally. IS is a dynamic operating business that processes payments and securities a...
JP Morgan Austin, TX
140102204 The office of the General Counsel ("OGC”) at J.P. Morgan ("JPM") includes Legal and Compliance professionals who support the firm's various lines of business. Investor Services (“IS”) is part of J.P. Morgan’s Corporate and Investment Bank ("CIB") where Compliance supports and advises the business globally. IS is a dynamic operating business that processes payments and securities and hel...
JPMorgan Chase & Co. New York, NY, 10007
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Global Financial Crimes Compliance (GFCC) currently has an oppor...
JP Morgan NY
140078829 J.P. Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. J.P.Morgan Asset Management is a leading asset m...
Job Description J.P. Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. J.P.Morgan Asset Management is a leading ass...
Qualifications · Minimum of 10 – 15 years proven and progressive Compliance experience · Bachelor’s degree in business, related field or equivalent experience · Strong leadership, managerial and strategic thinking/planning skills · Experience overseeing the development and implementation of training programs is preferred · Thorough understanding of Professional Development and experience deve...
Senior Manager Quality Systems/Head of Quality for Pharmaceutical Drug Manufacturing in Southeast USA, available for immediate interviewing. Join a world leader with this pharmaceutical and capital equipment medical device developer and manufacturer, in the upstart pharmaceutical manufacturing plant. You will be the key person to build and lead a team of Quality Systems Manufacturing professionals...
Johnson & Johnson companies are equal opportunity employers. Head of Clinical Development, Cell Therapy-0392140514 Description Janssen Research & Development is currently recruiting for a Head of Clinical Development for the Cell Therapy group to be located in Spring House, PA. Janssen Research & Development, L.L.C. develops treatments that improve the health and lifestyles of people worldwide...
Thomson Reuters Brookfield, WI
Description Partner with Customers, Thomson Reuters’ Wealth Management Leadership Team, Information Security Risk Management (ISRM), and Office of the General Counsel to analyze and translate risk and regulatory requirements (including G-SIFI) into actionable strategies, business processes, and controls across Wealth Management and as applicable, Thomson Reuters. Develop, maintain, and provide q...
HSBC New York, NY, 10007
The US Head of Regulatory Compliance Asset Management will be responsible for setting global compliance strategies and developing, leading and maintaining a compliance program that addresses US and extra-territorial regulations applicable to Asset Management US business. Impact on the Business · Functions in advisory capacity to business on business decisions, new products/services review and ap...
Citigroup Inc. New York, NY, 10007
Minimum of 10 years of experience in a Compliance, controls, or relevant operational role in the financial industry Education Level: Bachelor's Degree Pluses include: Transaction or Trade Services background Regulatory Agency (e.g., Fed, OCC) background Advanced degree - J.D. or MBA NAM-USA-NJ-Jersey City...
Northern Trust Corporation London, IL
Requisition Number: 048147 Description: This role will focus on providing regulatory advice and guidance to the UK businesses, with special focus on Transfer Agency. This is a multifaceted role which is primarily advisory in nature and involves providing consultation and advice on compliance matters impacting on the Northern Trust Transfer Agency business, in the UK. This role may also encompass ...
Qualifications Knowledge & Experience / Qualifications (For the role – not the role holder. Minimum requirements of the role.) • Strong background in compliance within a financial services environment and be able to understand, interpret and apply complex regulatory requirements to business practices. • Minimum of 15 years proven compliance and/or regulatory experience and 5+ years of superviso...
BMO Harris Bank Naperville, IL
Description Mandate This role works with the corporate compliance division, outside legal counsel and corporate audit on a regular basis to ensure that the retail lending operations centers are in compliance with all federal and state regulations and investor requirements. To avoid legal liability and negative customer impact, ensure that all retail lending staff, including field staff and proc...
Job Description About J.P. Morgan Corporate & Investment Bank . J.P. Morgan’s Corporate & Investment Bank (“CIB”) is a global leader across banking, markets and investor services. The world’s most important corporations, governments and institutions entrust us with their business in more than 100 countries. With over $18 trillion of assets under custody and $393 billion in deposits, the CIB provi...
The McGraw-Hill Companies Financial New York, NY
Head of Market Data Compliance S&P Capital IQ S&P Capital IQ Real-Time Solutions supports a broad range of market data requirements for institutions, exchanges and financial professionals around the world - from low-latency streaming data for the algorithmic trader, to intraday or delayed delivery for the portfolio manager. We boast a spectrum of innovative data delivery options and a comprehensi...
EMD Serono Billerica, MA, 01821
EMD Millipore has an opening for Head of Trade Compliance, North America. This position is located in Billerica, MA. The Head of Trade Compliance will lead the trade compliance unit for EMD Millipore Corporation, the Chemicals subsidiary of Merck KGaA, Germany. The individual will be accountable for multiple programs, processes, policies and procedures to ensure compliance with local and internat...
Auction.com Belmont, CA, 94003
Your role? Director of Security and Compliance Your mission? Combat cyber mischief by keeping our system safe – stop the bad guys from stealing our data or sending viruses shooting through our system like rabid wolves. If you’re looking for an opportunity to shape a company’s information security policies and you’ve got the goods and know-how to back it up – then we definitely need to talk. But...
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Quality Assurance Career Tools
$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Maintains legal and regulatory compliance by researching and communicating requirements; obtaining approvals.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Obtains approvals by revising forms and rates.
Maintains quality service by establishing and enforcing organization standards.
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