Junior Compliance Jobs

1000+ jobs

Leading bank is seeking several junior-level Attorneys for a long-term compliance-related project in the Wilmington, Delaware area. All qualified junior-level Attorneys must have a minimum of one year of exposure to financial compliance, banking regulatory, OFAC or AML Compliance OR document review experience relating to securities and banking in order to be considered. This is a long-term project...

TechData Service Company is a staffing firm for clinical contracting professionals. Our clients are most of the major pharmaceutical companies and many other CROs, pharmaceutical and Biotechnology companies. We can often submit your resume to multiple companies and for multiple positions with multiple clients. Positions include: · Compliance Investigator Sr. Study Manager · Project Manager, Se...

Our client, located in New York, NY is seeking a Documentation Review Analyst to join their growing team! This person will be responsible for analyzing and reviewing documentation associated with new accounts. This person will ensure all documents are complete and accurate and will work closely with Compliance and Legal. The ability to maintain confidentiality at all times is a must! Individual sh...

Description: Key Role: Perform Cyber Command Readiness Inspections (CCRI) reviews of various installations of standalone databases and networked database management systems (DBMS) on information systems (IS). Work as part of a dynamic technical travel team to assess the security posture of database instances in CONUS and OCONUS locations. Communicate information on technical vulnerabilities to g...

Cybersecurity Policy and Compliance Analyst, Junior-01193085 Description Key Role: Provide Cybersecurity and privacy analysis and consulting throughout the security assessment and compliance life cycle process, including planning, developing, finalizing, and continuous monitoring of Cybersecurity and privacy policies, programs, compliance artifacts, or standards in support of government and ind...

Database Compliance Reviewer, Junior-01191337 Description Key Role: Perform Cyber Command Readiness Inspections (CCRI) reviews of various installations of standalone databases and networked database management systems (DBMS) on information systems (IS). Work as part of a dynamic technical travel team to assess the security posture of database instances in CONUS and OCONUS locations. Communicate...

Our client, located in Jersey City, is seeking a Documentation Review Analyst to join their growing team! This person will be responsible for analyzing and reviewing documentation associated with new accounts. This person will ensure all documents are complete and accurate and will work closely with Compliance and Legal. The ability to maintain confidentiality at all times is a must! This person s...

Our client, a small compliance department, seeks a junior Compliance member with a minimum of 3-5 years’ experience to join their team. Ideally, they seek a compliance professional with retail broker dealer experience and Series 7 and 24 designations (or willingness to obtain shortly after hire) along with experience reviewing marketing materials and sales literature for compliance purposes. They ...

Job Location Somerset, NJ Alternate Location Johnstown PA and Charlotte NC Job Description Summary of Responsibilities: The Senior Compliance Consultant leverages technical skills and business acumen to identify, collect, aggregate, model, and report data to further compliance-oriented needs. The Senior Compliance Consultant partners with Compliance and other Enterprise resources to effectiv...

IBM's Domestic Delivery Center in downtown Dubuque, IA, is currently seeking Technical Support Specialists responsible for security and audit compliance supporting operations surrounding the Unix, Intel, MainFrame, ID, Application Hosting, Data Bases, Storage Management and more. It is a great opportunity to strengthen basic IT knowledge and gain invaluable experience in the area of IT Security! ...

IBM's Domestic Delivery Center in downtown Dubuque, IA, is currently seeking Technical Support Specialists responsible for security and audit compliance supporting operations surrounding the Unix, Intel, Main Frame, ID, Application Hosting, Data Bases, Storage Management and more. It is a great opportunity to strengthen basic IT knowledge and gain invaluable experience in the area of IT Security! ...

Designs and performs testing procedures to assess the level of adherence with laws and regulations as well as bank compliance processes. This includes the review an interpretation of current and proposed laws and regulations. Provides consultation and advice to partners regarding compliance and risk avoidance. Knowledge/Skills In depth knowledge of bank compliance regulations, as well as federal, ...

Job Description Title Compliance Consultant - Global Compliance Testing Job Function Risk Management/Compliance Requisition Number EXPL50887 Metropolitan Area AZ-Phoenix Manager Position Non-manager Full-time/Part-time Full-time Standard Hours 40 Exempt/Non-Exempt Exempt Regular/Temporary Regular Job Description We are currently seeking a Compliance Consultant to join our Operating Center...

We are currently seeking a Compliance Consultant to join our Operating Center in Tempe, AZ. The consultant designs and performs testing procedures to assess the level of adherence with laws and regulations as well as bank compliance processes. This includes the review and interpretation of current and proposed laws and regulations. Provides consultation and advice to partners regarding compliance ...

Job Description Title Compliance Consultant - Global Compliance Testing Job Function Risk Management/Compliance Requisition Number 051665 Metropolitan Area IL-Chicago Loop Manager Position Non-manager Full-time/Part-time Full-time Standard Hours 40 Exempt/Non-Exempt Exempt Regular/Temporary Regular Job Description Designs and performs testing procedures to assess the level of adherence wi...

Auto req ID 3620BR Posting Title Compliance Analyst, Advisory Compliance Location Charlotte, NC Job Description LPL Financial is the nation’s largest independent broker/dealer and fourth largest broker/dealer with more than 14,000 independent financial advisors in more than 4,000 branch offices nationwide. LPL Financial has been ranked the number one broker/dealer in its class consistently over...

Compliance Securities Division, Compliance Risk Control Group, Associate/VP, New York Job id31903LocationNew YorkFull/Part TimeFull-time Job Summary Responsibilities The Compliance Risk Control Group (”CRCG”) is part of the Securities Division Compliance team which provides compliance coverage and support to the Equities and FICC (Fixed Income, Currency and Commodities) Sales and Trading busine...

Compliance, GS Bank Lending Compliance Officer, Associate/Vice-President, Salt Lake City Job id26726LocationSalt Lake CityFull/Part TimeFull-time Job Summary Responsibilities The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations,...

The Compliance Risk Control Group (”CRCG”) is part of the Securities Division Compliance team which provides compliance coverage and support to the Equities and FICC (Fixed Income, Currency and Commodities) Sales and Trading businesses. CRCG’s primary function is to manage compliance and regulatory risk through the development and oversight of controls. CRCG helps identify and prioritize the com...

The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Hon...