Junior Compliance Jobs
The Merchant Banking/Real Estate division of this leading financial institution (MB/RE) is seeking a Temporary Jr. Compliance Officer to support and report to the MB/RE’s Chief Compliance Officer. The office is located in midtown Manhattan. MB&REI’s various SEC-registered investment advisers manage private equity and real estate investment funds which make investments globally across different str...
Downtown financial institution is looking for a temporary junior compliance professional for a 4 month position. Candidates must have compliance experience from a banking or financial institution. String Excel skills are required. Securities license is a plus. This is NOT an attorney position. This is an excellent in-house opportunity!...
Junior Compliance Associate Hedge Fund Manager A well-known, well-established Hedge Fund/Registered Investment Adviser located in midtown NYC with approximately $3B AUM is seeking a Junior Compliance Associate to assist the Firm's Chief Compliance Officer, General Counsel and several other people within the Company's compliance area. This is a junior role meant for a recent college graduate with e...
Contact: kevin mccarthy Salary: 49-58/hr IT Security Compliance Audit Analyst Description Job Summary: • Support the effort to centrally manage all ITS audits and assessments to ensure that issues are addressed timely and appropriately. • Support the implementation and integration of the Security Control Framework to assess, measure, and report on compliance with Security regulatory requirements....
Company Confidential New York City, NY, 10036
An Institutional Broker Dealer in Midtown NYC has a need for a JUNIOR ACCOUNTANT to join their Finance Team. The Junior Accountant position provides financial accounting, reporting, and analytical support for Business and Corporate functions which include Facilities, Marketing, Legal, Corporate Finance, Human Resources, and Executive staff groups. POSITION RESPONSIBILITIES: -Prepare journal entrie...
Ellis, Ged & Bodden, P.A., a law firm located in BocaRaton, Florida is searching for a full time Junior Accountant with CPA certification to join their dynamic team. This position is responsiblefor preparing and analyzingfinancial reports for individuals and companies. Audit financial reports for compliance and review company's financial status to ensure there are no discrepancies. Job Description...
Summary The Jr. Underwriter is responsible for managing, directing, and implementing underwriting/operational strategies and objectives ensuring compliance with established policies and procedures and to deliver high quality loan decisions in accordance with credit policy and support superior customer service levels. Has approval authority for more complex loan requests and exceptions to policy. H...
Jr. Project Engineer T.M. Bier & Associates, Inc. is one of the largest Control Systems Application and Support firms in the New York Metropolitan area. Since the industry began, TMBA has specialized in providing turnkey Building Automation Systems and Energy Cost Reduction Measures, including design, installation and service, for our commercial, industrial and institutional accounts. We currently...
Job Title: Junior Level Environmental Scientist Division: Compliance/Federal Job Status: Full-Time Salary Range: $35k to $55K, commensurate with experience, plus competitive benefits. Location: Metropolitan Philadelphia, PA area, work location in Elverson, PA Stell Environmental Enterprises, Inc. is a rapidly-growing, fast-paced, entrepreneurial small business that provides environmental complianc...
Stell Environmental Enterprises, Inc. is a rapidly-growing, fast-paced, entrepreneurial small business that provides environmental compliance audits and assessments, permitting, investigation, planning, NEPA services, and water resource and environmental engineering services nationwide to federal and state clients. We are seeking junior level scientists and engineers to support federal projects fo...
Job Title: Junior Level Environmental Scientist/Engineer Division: Federal Job Status: Full-Time Salary Range: $35k to $55K, commensurate with experience, plus competitive benefits. Location: El Paso, TX Stell Environmental Enterprises, Inc. is a rapidly-growing, fast-paced, entrepreneurial small business that provides environmental compliance audits and assessments, permitting, investigation, pla...
Superlative Technologies, Inc. (SuprTEK) is headquartered in Ashburn, Virginia and is a Business providing IT Engineering and Professional Service excellence to Government and Industry customers, enabling them to better achieve their mission objectives. SuprTEK specializes in strategic business planning and management; information security and assurance, IT solution engineering, IT operations mana...
Jr Financial Services Paralegal- Large Financial Firm Our client is a premier financial services institution that provides a wide range of services worldwide to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Overview: The Public Sector & Infrastructure (“PSI”) Group cultivates underwriting and advisory relat...
The Role Working within the Professional Development (HR) team and also as part of the Global Benefits team, we have an exciting opportunity for a Junior Benefits Specialist to take ownership for the administration and analysis for health and work/life benefit policies and programs across the Americas. This is a challenging role where you will use your strong relationship management, analytical an...
Junior Accountant 11-36710955 The Junior Accountant will handle day-to-day responsibilities related to accounting. This position is located in Chicago and will report to the Accounting Manager. Responsibilities: Account reconciliations Maintain general ledger Journal entry review Requirements: Associate’s Degree Minimum 2 years experience Municipality experience is a plus, but not required Bookkee...
JOB DESCRIPTION Junior Electrical Engineer Job Summary The Junior Electrical Engineer will be responsible for designing, maintaining, testing, calibrating and repairing electronic systems and components. The qualified candidate will be part of the team responsible for developing new products, the ongoing support of existing products, and provides skilled mechanical and electronic support to all ar...
The Junior Proposal Coordinator will work in a team environment coordinating Federal information technology proposals with a heavy emphasis on word processing, formatting and graphic functions. The Proposal Coordinator will support the proposal process by preparing proposal outlines and proposal templates; formatting proposal volumes including resumes and past performance references; develop table...
Immigration Coordinator / Junior Recruiter in Bellevue, WA Zenex Partners. Founded in 2003, Zenex Partners is a full service Staffing firm, placing temp and fulltime talents all over US. Area of Specialization: Technology, Accounting, Administrative. Philosophy: Standing on the Zen principles, Good Karma and Win-Win partnership we believe that Employees are True Assets and Clients are partners. Aw...
Requirements Consider a great opportunity as a Junior EMC Test Engineer with our design team at Bose Corporation. In this role, you will support testing for Home Entertainment, Professional Systems and Noise Reduction Technology Group. Our goal is to make every new hire experience exciting and meaningful, providing opportunities to learn about the industry and develop you into a full-time contribu...
Junior Underwriter/Processor – Application Review Specialist Salt Lake City, Utah Primary Residential Mortgage, Inc is seeking team members with Processing and/or Junior Underwriting experience to review files to ensure accuracy of the decision and provide feedback for compliance purposes. Responsibilities: · Organize documentation for underwriting review · Review files submitted for declination b...
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Pay scale review, what to expect? private finance, compliance?
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Quality Assurance Career Tools
$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Maintains legal and regulatory compliance by researching and communicating requirements; obtaining approvals.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Keeps other departments abreast of requirements by researching regulatory and filing information; writing and communicating guidelines.
Compiles information by coordinating rate deviation filings; maintaining updated rate matrices; providing overviews of product disclosures.