Junior Compliance Jobs
Job Description: Our client, a Fortune Global 500 company is seeking a junior level Compliance Administrator. Responsible for supporting the Compliance team locally at our Iselin NJ location. Training will be provided on site, no prior experience in financial services or compliance required. Responsibilities - The successful candidate will be responsible with assisting the Senior Regulatory Superv...
Description A leading full service broker/dealer and SEC Registered Investment Adviser catering to independent advisors nationwide is seeking a Junior RIA Compliance Analyst.The Analyst should have an understanding of the Investment Advisers Act of 1940.This individual will become a consultant for staff and financial advisors and have a thorough understanding of managed accounts including wrap fee...
Exelis is a diversified, top-tier global aerospace, defense, information and services company that leverages a 50-year legacy of deep customer knowledge and technical expertise to deliver affordable, mission-critical solutions for global customers. We are a leader in critical networks, ISR and analytics, electronic warfare, navigation, sensors, air traffic solutions, communications and information...
Company Confidential New York City, NY, 10005
JUNIOR COMPLIANCE ANALYST/ COMPLIANCE OFFICER Job Summary: Supports compliance with U.S. regulatory laws and regulations on BSA/ AML/ OFAC, conduct screening and investigations, prepare risk assessments, perform CIP, CDD and EDD. Job Responsibilities*: Conduct OFAC/ Watch List screening of in-process transactions. Communicate with OFAC as necessary for potential matches to the OFAC Sanctions Progr...
Junior Compliance Specialist McLean, VA Requisition ID: 1183 Travel: <25% Remote Work Option: No Job Description The Junior Compliance Specialist is responsible for coordinating, facilitating, and administering Cognosante, ISO, CMMI, and compliance standards. This includes the methodologies related to the incorporation, maintenance, and continual improvement of the Cognosante quality management sy...
N-Tier Solutions is currently seeking a Jr. Business Analyst with compliance experience for our direct client, a Fortune 50 Company with offices in Brooklyn, NY. Required Skills: Data analysis, reporting, and advanced excel a must Experience with Compliance Sherriff or similar compliance tool is a huge plus We are looking for someone with one to two years of experience in reporting or data analyti...
AllianceBernstein is a leading global investment management firm that offers high-quality research and diversified investment services to institutional clients, individuals and private clients in major markets around the world. AllianceBernstein employs more than 500 investment professionals with expertise in growth equities, value equities, fixed income securities, blend strategies and alternativ...
We are actively recruiting for Compliance Consultants to join the team at BCBSNC in Chapel Hill, North Carolina. Those selected for this role will act as internal auditors. A working knowledge of HIPAA policies, quality assurance, and compliance is highly preferred. Requirements include • Bachelor's Degree and 5 years direct project management experience • If advanced degree is held, 3 years direc...
Our client voted one of the nation's fastest growing companies is offering a fantastic opportunity for a Jr. Accounting Clerk on a temp-to-hire basis. Should you be interested in being a part of an innovative organization please submit your resume today for immediate consideration. This team thrives on improvement and is dedicated to continuing the growth of this pioneering company. Essential Duti...
As the Junior Auditor with our client in Miami, Florida (FL), you will have the following responsibilities and functions: Prepare or contribute to the preparation of work plans and audit programs for assurance and/or consulting engagements Conduct discussions of preliminary nature with heads of operations audited Conduct segments of financial, operational and compliance audits of complex operation...
Please apply directly to our website to be considered for this opportunity http://ch.tbe.taleo.net/CH09/ats/careers/requisition.jsp?org=WALZGROUP&cws=1&rid=115 JR. CLIENT INTEGRATION ENGINEER Reports to: Manager, Client Integration Engineering Department: Technology Location: Temecula, CA Status: Full Time, Exempt ABOUT WALZ Walz Group is the nation’s premier provider of Compliance Advisory Servic...
Position Description Junior Project Manager MISSION: The primary mission of this position is to insure that objectives of individual projects are achieved thus enabling PEG to meet its overall market and national goals. SUMMARY: Supports and coordinates the execution of multifaceted projects typically consisting of a set of closely related projects or associated activities. The position requires p...
Our client is seeking a Jr Data Integration Engineer in Phoenix, AZ. Key Responsibilities Design and engineer across multiple platform types. Example- DB2, UDB, SOL Server, and their subsystems for Oracle, Teradata, Netezza, Bl Tools, ETL, CDC and Unix application servers. Assess technical risks and keeps team apprised of strategy to provide mitigations. Develops integration solutions without affe...
EXCELLENT OPPORTUNITY: Job Tile: JUNIOR STAFF ACCOUNTANT FLSA: Non-exempt Department: Finance Reports to: Accounting Manager Salary: Commensurate with experience Benefits: Competitive Benefit package Job Purpose: Supports the accounting functions and provides management with financial information by researching and analyzing accounts; supports the preparation of financial statements. Reports to th...
JUNIOR SALES EXECUTIVE-SALES/ SALES MANAGEMENT/ ADVANCEMENT Begin an Exciting Career TODAY! Brilliant Solutions, INC. is a firm providing marketing, and advertising services to large corporations. We identify and develop new streams of revenue for our clients through UNIQUE advertising strategies including sales, promotions, and innovative marketing solutions. We create and execute these campaigns...
Our client is an industry leader in the manufacturing and distribution industry! Currently, they are seeking a full-time Jr. Mechanical Engineer with SolidWorks to design new products and modify existing designs, lab tests, simulation and building of new product prototypes. · Participates in design reviews. · Solves product related production and/or quality related problems using root cause analys...
JOB POSTING REQUISITION: 2201 Job Title: JR. QUALITY ENGINEER Location: PLAINVIEW, NEW YORK JOB RESPONSIBILITIES 1. Disposition non-conforming material and implements corrective action. 2. Assist in facilitating internal and supplier corrective and preventive action with purchasing and engineering team. 3. Assist in development, maintenance and modification of QA/QC procedures to insure compliance...
We are seeking a Jr. QA for our client in the Twin Cities. At this time, our client is only considering local candidates. PLEASE APPLY ONLY IF YOU ARE CURRENTLY RESIDING IN THE TWIN CITIES. Thank you! The candidate would work directly with designers, developers and account managers to extensively review and test all outgoing work to ensure it is of the highest quality and is functional on our supp...
This a contract position expected to last -/+ 12 months. The job includes step up increases starting at $15.59 to $20.15 for hours worked. Equipment Operator Junior Perform semi-skilled manual work, maintenance and operating duties of a minor or routine nature in connection with power plant operation, as assigned. 1. Isolate, clean, open, replace, inspect, close and return to service strainers, he...
A Jr. Sous Chef with Hilton Hotels and Resorts is responsible for assisting with the direction and oversight of all culinary operations in the hotelÆs continuing effort to deliver outstanding guest service and financial profitability. What will it be like to work for this Hilton Worldwide Brand? One of the most recognized names in the industry, Hilton Hotels & Resorts offers travelers a world of a...
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Answers for Junior Compliance Jobs
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What is it like working HR?
Specialist and generalist not manager positions
Pay scale review, what to expect? private finance, compliance?
I was hired as a junior compliance assistant, 20k then 22k after 6 month probationary period. ive now been there over a year and have been promoted to compliance assistant (cut the junior!) for the...
Coast Guard Officer Descriptions?
What would be the everyday duties of a Coast Guard Officer who has a job in the following fields? Operations Afloat Operations Ashore - Prevention (Port Security) Operations Ashore - Response (Se...
How do I get a job for HR or payroll?
I am a junior in college in for my business associates degree. I am looking to get in a different career field. I just can not seem to get in. I want to try HR or Payroll. Is there a certain search ke...
Do ENVIRONMENTAL ENGINEERS travel a lot?
I know civil engineers tend to travel quite a bit but what about environmental engineers? Do they have to travel to job sites and move a lot? Thanks!
Quality Assurance Career Tools
$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Maintains legal and regulatory compliance by researching and communicating requirements; obtaining approvals.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Keeps other departments abreast of requirements by researching regulatory and filing information; writing and communicating guidelines.
Compiles information by coordinating rate deviation filings; maintaining updated rate matrices; providing overviews of product disclosures.
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