Legal And Compliance Jobs
Job Description: LEGAL AND COMPLIANCE PARALEGAL Reports to: Chief Compliance Officer and General Counsel Department: Legal and Compliance Location: Temecula, CA Status: Full Time ABOUT WALZ Walz Group is the leading provider of compliance, critical document and Certified Mail® solutions for over 2,500 of the nation's premier financial institutions, mortgage servicers, law firms, insurance c...
Our client, one of the top hedge funds based in Midtown Manhattan, is looking to add a Legal Compliance Assistant to their team. The successful candidate must be proactive, hardworking, and have experience working in a legal setting. This role will be supporting the firm's Chief Legal Officer, the Compliance Officer, and another attorney. This is a team-oriented atmosphere and candidate will be pr...
Job Number: 1960418 Business: GE Capital Business Segment: Capital - Staff About Us: At GE Capital we’re not just bankers, we’re builders. Headquartered in Norwalk Connecticut, GE Capital is one of the world’s largest providers of credit and expertise. For more than 1 million businesses, GE Capital provides financing to purchase, lease and distribute equipment, as well as capital for real estate a...
Societe Generale New York, NY, 10007
DEPARTMENT DESCRIPTION Societe Generale Corporate & Investment Banking is looking to hire recent graduate for a 6-12 month paid internship within our Legal & Compliance team. This position will support the building and implementation of our Compliance Program and Monitoring Framework with respect to the Volcker Rule. The hired candidate will be located in our New York City Office at 245 Park Aven...
GE Capital Norwalk, CT
Role Summary/Purpose GE offers a great work environment and challenging careers. GE is an Equal Opportunity Employer for all, including minorities, women, protected veterans and disabled. Role will be responsible for providing Human Resources Generalist support to the US based Legal and Regulatory & Compliance teams, as assigned. Essential Responsibilities Responsible for full function HR gener...
GE offers a great work environment and challenging careers. GE is an Equal Opportunity Employer for all, including minorities, women, protected veterans and disabled. Role will be responsible for providing Human Resources Generalist support to the US based Legal and Regulatory & Compliance teams, as assigned. Essential Responsibilities Responsible for full function HR generalist activities for the...
KarierawFinansach Brooklyn, NY
Employer UBS Kraków Description Internship in Legal and Compliance Outsourcing & Offshoring Team Work location: Zabierzów (pow. krakowski) The role: This role is an opportunity to join an exciting Global Corporate Services team where after successful completion of training you will be guiding the Business Functions in the risk assessment of their Outsourcing and Offshoring Initiatives, worki...
beaconhill New York, NY
Legal and Compliance Assistant at Hedge Fund Location: --NewYork Our client, one of the top hedge funds based in Midtown Manhattan, is looking to add a Legal Compliance Assistant to their team. The successful candidate must be proactive, hardworking, and have experience working in a legal setting. This role will be supporting the firm’s Chief Legal Officer, the Compliance Officer, and another at...
Morgan Philips Executive SearchMorgan Philips Executive Search Appleton, WI
About this job Job description Your main responsibilities will include: Defining issues regarding laws and regulations applicable to the bank and propose innovative solutions which can be implemented both from a business and legal perspective Identifying legal and compliance risks associated with the bank’s activities and internal processes, and define activities and tasks to realise and expla...
Morgan Philips Appleton, WI
Our client is an international and well renowned bank established in Luxembourg, offering tailor made wealth management solutions. They are looking to recruit a Head of Legal and Compliance, who will be responsible for the management of the Legal and Compliance department operations and will report directly to the CEO. Your main responsibilities will include: - Defining issues regarding laws and...
Avon Miami, FL, 33196
The Regional Legal & Compliance Counsel (RLCC), Latam, reports to the Regional Ethics & Compliance Director for compliance matters and V.P. & General Counsel, Legal, Ethics & Compliance, Latam for legal matters. The position resides in Miami. The RLCC plays an active role in the execution of the Global Ethics & Compliance program and provides legal support to the region. The RLCC counsels clients...
The Blackstone Group New York, NY, 10007
Firm Profile: Blackstone is one of the world’s leading investment firms. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our asset management businesses, with almost $300 billion in assets under manageme...
Twitter San Francisco, CA, 94118
Legal Counsel, Compliance About This Job Come join Twitter’s growing Legal team as our first compliance focused attorney based in our San Francisco headquarters. You will report directly to the General Counsel and will be responsible for (and the first point of contact for) a wide range compliance matters. You will help iterate, develop and implement the Company’s compliance programs, including...
PDS Tech Houston, TX, 77020
DUTIES: . Provide legal administrative support to the Office of Global Compliance’s Program Group. Position will primarily focus on maintaining classroom and online compliance training records and responding to training related questions. Provides contracts management for an assigned division. Reviews, drafts, and modifies oilfield contracts to comply with company contracting guidelines. Coordinat...
NextCare, Inc. Mesa, AZ, 85205
POSITION SUMMARY: The Legal and Compliance Assistant (LCA) provides support to the Compliance Officer/Chief Legal Officer by assisting with administrative duties involving NextCare’s parent and operating companies, risk management, and compliance requirements for healthcare organizations. The LCA must be highly organized and detail oriented, with excellent communication and interpersonal skills. ...
KNW-C Responsibilities: · Draft, negotiate and provide advice regarding both domestic and international commercial contracts, including technology licenses, outsourcing agreements, data licenses and various services and general vendor and other commercial agreements · Use and modify standard forms and templates in the marketing, publishing, education, technical conference and membership operati...
HSBC New York, NY
Qualifications Bachelor’s degree in management, finance, economics, related field or equivalent experience; Masters Degree preferred. Ten years proven operational risk management at senior management level, or equivalent. Strong knowledge and understanding of multiple risk functions, including credit, operational, compliance, and market. Strong managerial, problem-solving, lateral thinking, ana...
Bright Horizons L.P New York, NY
Legal and Compliance Vendor Manager Job Number: : 3029700 Posting Date : Jul 7, 2014 Primary Location : Americas-United States of America-New York-New York Education Level : Bachelor's Degree Job : Legal and Compliance Employment Type : Full Time Job Level : Vice President Description Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of inv...
CORPORATE SECTOR Singapore, CA
Job Description Corporate Secretarial Officer- Vice President (based in Singapore) Company description J.P. Morgan Chase & Co. (JPMC) is a global leader in financial services, working in collaboration to deliver the best solutions and advice to meet our clients' needs globally. We operate in 100 countries and hold leadership positions across our businesses. We have an exceptional team of employ...
Company Confidential Boston, MA, 02210
BH515 SENIOR COUNTERPARTY RISK ANALYST Our client a well-respected large investment firm, is currently seeking Senior Counterparty Risk Analysts to join their investment service group. JOB DESCRIPTION: The incumbent will be responsible for performing due diligence and carrying out counterparty risk management with an emphasis on the firm’s broker portal system that encompasses a large number of...
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Quality Assurance Career Tools
$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Maintains legal and regulatory compliance by researching and communicating requirements; obtaining approvals.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Maintains quality service by establishing and enforcing organization standards.
Obtains approvals by revising forms and rates.
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