Registered Client Associate Jobs in New York


7 New York Registered Client Associate jobs found on Monster.

Jobs 1 to 7 of 7
Company Confidential New York, NY
Registered Client Service Associate with Administrative Support for Wealth Management Company You may be "the one" we want if: A: You are registered - your Series 7 is current, you have experience servicing client accounts as well as interacting with traders. B: You have a strong work ethic - translation: you are reliable, can work independently and always be counted on to pitch in and help your t...
Compliance Associate -Guideline monitoring (Monitor portfolio manager adherence to client guidelines and statutory requirements. Identify and escalate breaches and document resolutions. Maintain list of automated and manual guidelines.) -GIPS compliance/Marketing review. -206(4)-7 -Gift and entertainment reviews -Personal trading reviews. -Securities reporting including collecting information to c...
Description: Under general supervision, the Senior Administration Associate supports Sales, Key Accounts and the Strategic Relationships teams with their administrative needs while providing support functions to the New York office. This individual prepares documents using intermediate level of proficiency with the Microsoft Office product suite to produce a wide range of documents and format vari...
New York, 10282
Assoc-Fin w/Goldman, Sachs & Co. in NY, NY. Structure, analyze & execute transactions on behalf of cos in the tech, media & telecom space (specializing in telecom & entertainment sectors). Reqs: Bach deg (US or foreign equiv) in Fin, Acctg or Econ + 3 yrs investment banking analyst exp. Prior invest bank analyst exp must incl 3yrs: Understand the basics of corp fin to enable fin modeling; determin...
Qualifications: (A) (1) Master of Social Work; (2) Master or Doctorate in Psychology; (3) Registered Physical Therapist; (4) Professional Registered Nurse; (5) Certified Special Education Teacher; (6) Certified Rehabilitation Counselor; (7) Licensed Speech-Language Pathologist; or (8) Registered Occupational Therapist. With, at a minimum, one (1) year of experience providing Service Coordination a...
Associate Director, Internal Sales The Opportunity We are a fast-growing, young company that is focused exclusively on creating emerging markets investment products for retail and institutional investors. We currently advise $1.8 billion of assets, primarily through 16 exchange traded products (“ETFs”) we developed, and employ 28 people. We are seeking a smart, dynamic and highly motivated person...
Coordinator of Evening and Weekend Activities Brooklyn College Student Center Division of Student Affairs (DOSA) The Brooklyn College Student Center is seeking applications for a Coordinator of Evening and Weekend Activities to supervise and coordinate evening operations and activities of the Brooklyn College Student Center, ensuring effective implementation of building policies and delivery of on...
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Sales Assistant


$16,640.00 - $52,000.00
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Education / Training

Some College Coursework Completed
High School
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