Surveillance Analyst Jobs

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61 Surveillance Analyst jobs found on Monster.

Jobs 1 to 20 of 61
Summary A Surveillance Analyst is required to join an Agency only broker dealer. Client Details The organization is an agency only broker dealer catering to sophisticated traders and clients who demand access to the US equities and options markets. They provide technology capable of handling large volumes of order flow from systematic traders while utilizing various systems and reports to aide ...
We are looking for a Trade Surveillance Analyst for a newly created position with a global investment bank in New York City. The Trade Surveillance Analyst will have the following responsibilities: Conduct trader surveillance; analyzing and designing surveillance reports and processes for various trading areas Assist in the development of policies and procedures that reflect changes in business...
Intuitive Surgical, Inc Santa Clara County, CA
Description “Joining Intuitive Surgical means joining a team dedicated to using technology to benefit patients by improving surgical efficacy and decreasing surgical invasiveness, with patient safety as our highest priority.” Primary Function of Position: The Regulatory Complaint Analyst reviews new complaints for MDR eligibility, codes customer complaints and ensures completeness and consisten...
Job Description We are seeking a qualified Certified Tumor Registrar (CTR) for work based in the Washington, DC area. The individual will conduct medical records abstraction and quality control activities; the abstraction and medical coding of cancer cases; visual review and editing; records consolidation; case finding and reabstracting field audits; preparation of procedures manuals to meet pert...
Job Description We are seeking a qualified Certified Tumor Registrar (CTR) for work based in the Washington, DC area. The individual will conduct medical records abstraction and quality control activities; the abstraction and medical coding of cancer cases; visual review and editing; records consolidation; case finding and reabstracting field audits; preparation of procedures manuals to meet pert...
Bright Horizons L.P London, Watertown
Control Group Surveillance Analyst Job Number:: 3035480 Posting Date: Oct 6, 2014 Primary Location: Europe, Middle East, Africa-United Kingdom-United Kingdom-London Education Level: Bachelor's Degree Job: Legal and Compliance Employment Type: Full Time Job Level: Analyst Description Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of inves...
Bright Horizons L.P New York, NY
Wealth Management Compliance Investment Advisory Surveillance Analyst Job Number:: 3035277 Posting Date: Oct 6, 2014 Primary Location: Americas-United States of America-New York-New York Job: Compliance Employment Type: Full Time Job Level: Manager Description Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securitie...
St. Jude Medical Plymouth, MN, 55447
At St. Jude Medical every one of us plays a role in our collective ability to save and improve lives. As an organization, we want to continue to grow and lead our industry in changing the way the world views the treatment of expensive, epidemic diseases. By seeing things from a different perspective, using our imagination, leading with character, and working with passion, we all have a role to pla...
Citigroup Inc. EMEA, NY
Brief Description of the Organization Citi, the leading global financial services company, has some 200 million customer accounts and does business in more than 100 countries, providing consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth...
Credit Suisse New York, NY, 10007
Primary Responsibilities: Conduct due diligence review and investigations sourced from regulatory inquiries received by the firm’s litigation group; Conduct daily and monthly reviews of potentially suspicious or unusual transactions alerted through the surveillance system and referrals; Prepare Suspicious Activity Reports for submission ensuring the reports are complete, accurate and filed in a...
BNY MELLON Boston, MA
Surveillance Analyst (Job Number: 1410337) BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 35 countries and more than 100...
ID: 10687 Description Market Surveillance Analysts are deeply engaged with the markets each day. They are responsible for monitoring activity in CME Group markets and related cash and derivative markets in order to detect market conditions, positions or transactions that may be indicative of manipulative activity or other activity or conditions that potentially could disrupt or otherwise advers...
The Bank of New York Mellon Corporation Boston, MA
Surveillance Analyst ( Job Number: 1410337 ) BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 35 countries and more than 1...
PRIMARY FUNCTION: This position is responsible for assisting IT in the development and maintenance of software systems throughout the servicing and asset management groups as the business representative assisting the IT team. This encompasses the development of custom software, integration of “packaged” or 3 rd party software, system analysis, and system and user support. This individual will inte...
The Execu Search Group Manhattan, NY
About the Opportunity The Compliance team of a renowned bank is in the process of establishing a centralized trade surveillance function in New York and implementing a new automated trade surveillance platform. As a result, they are currently seeking an Entry-Level Trade Surveillance Analyst to join their team. As part of the process of centralization, this analyst role will be responsible to lia...
CME Group New York, NY
Market Surveillance Analysts are deeply engaged with the markets each day. They are responsible for monitoring activity in CME Group markets and related cash and derivative markets in order to detect market conditions, positions or transactions that may be indicative of manipulative activity or other activity or conditions that potentially could disrupt or otherwise adversely affect the integrity,...
Catcha Atlanta, GA
Company SunTrust Branch Atlanta GA US Position: Wealth Management – Compliance Surveillance Analyst 1 or 2 – Atlanta Location: Atlanta, GA Surveillance Analyst 1 or 2 – Atlanta-259404 Description We are looking for an experienced surveillance… and update department surveillance procedures… Wealth Management – Compliance Surveillance Analyst 1 or 2 – Atlanta-259404 Description We are look...
The Ladders - Test Page New York, NY
About The Ladders - Test Page Compliance Search Group Description Top-tier investment bank seeks a Compliance Professional to conduct surveillance of equity and derivatives trading for Compliance. Responsibilities include: • Monitor trading activity using various reports and databases. Analyze and organize data, identifying any trends in a timely manner. • Work closely with the Business and ...
St. Jude Medical Plymouth, MN, 55447
Under the direction of the Product Surveillance Manager, the Product Surveillance Analyst performs complaint handling and associated activities pertaining to product complaint investigation for SJM-CVD. This includes, but is not limited to: receiving and investigating reports of worldwide complaints/events on a variety of products; entering information into the complaint database; with some guidan...
Morgan Stanley New York, NY, 10007
Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critic...

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